Status as a representative in terms of the FAIS Act
Nodus Group Holdings (Pty) Ltd. is, an authorised financial service provider, FSP license number 42521.
Nodus Capital (Pty) Ltd.
Nodus Capital TS (Pty) Ltd.
Nodus Equity (Pty) Ltd.
Nodus Investment Managers (Pty) Ltd.
Johan le Roux1
Kim Van Der Westhuizen2
2Representative under supervision
|Telephone number:||+27 (0) 11 327 6907|
|Facsimile number:||+27 (0) 86 504 2440|
Independent status and professional indemnity insurance
Nodus Group Holdings (Pty) Ltd. holds professional indemnity insurance.
Nodus Group Holdings (Pty) Ltd. and all its juristic and individual representatives are authorised to give advice and render intermediary services in the following sub categories:
Securities and Instruments:
Money market instruments
Debentures and securitised debt
Participatory interests in collective investment schemes
Compliance officer’s details
Assent Legal (Pty) Ltd.
|Telephone Number:||+27 (0) 21 557 8178|
|Fax number:||+27 (0) 86 524 5336|
|Address:||4 Northumberland House,|
|Parklands Main Road,|
|Parklands, Cape Town|
Any complaints should be address to Lauren Hodge, the complaints officer, who will assist you to address the concerns you have. Please note that in terms of the FAIS act, all complaints must be addressed to us in writing. Should we not be able to address the concerns to your satisfaction, you may wish to lodge a complaint with any of the Ombudsmen whose detail appear below, but in particular with the FAIS Ombud.
FAIS Ombud details for all FAIS advice related complaints
The Customer Contact Division
|Physical address:||The FAIS Ombud Celtis House Eastwood Office Park Lynnwood Pretoria|
|Postal address:||PO Box 74571 Lynnwood Ridge 0040|
|Telephone number:||+27 (0) 86 032 4766|
Confidentiality and Protection of Personal Information (“POPI”)
All client information is treated as confidential and records are kept securely in a central registry with all users access strictly controlled. In accordance with the POPI Act personal information is gathered strictly for the purpose of the business concluded. Information is only held for as long as legislatively required.